Introduction
XLNet is a new unsuperivsed language representation learning method based on a novel generalized permutation language modeling objective. Additionally, XLNet employs Transformer-XL as the backbone model, exhibiting excellent performance for language tasks involving long context. Overall, XLNet achieves state-of-the-art (SOTA) results on various downstream language tasks including question answering, natural language inference, sentiment analysis, and document ranking.
For a detailed description of technical details and experimental results, please refer to our paper:
XLNet: Generalized Autoregressive Pretraining for Language Understanding
Zhilin Yang*, Zihang Dai*, Yiming Yang, Jaime Carbonell, Ruslan Salakhutdinov, Quoc V. Le
(*: equal contribution)
Preprint 2019
Results
As of June 19, 2019, XLNet outperforms BERT on 20 tasks and achieves state-of-the-art results on 18 tasks. Below are some comparison between XLNet-Large and BERT-Large, which have similar model sizes:
Results on Reading Comprehension
Model | RACE accuracy | SQuAD1.1 EM | SQuAD2.0 EM |
---|---|---|---|
BERT | 72.0 | 84.1 | 78.98 |
XLNet | 81.75 | 88.95 | 86.12 |
We use SQuAD dev results in the table to exclude other factors such as using additional training data or other data augmentation techniques. See SQuAD leaderboard for test numbers.
Results on Text Classification
Model | IMDB | Yelp-2 | Yelp-5 | DBpedia | Amazon-2 | Amazon-5 |
---|---|---|---|---|---|---|
BERT | 4.51 | 1.89 | 29.32 | 0.64 | 2.63 | 34.17 |
XLNet | 3.79 | 1.55 | 27.80 | 0.62 | 2.40 | 32.26 |
The above numbers are error rates.
Results on GLUE
Model | MNLI | QNLI | QQP | RTE | SST-2 | MRPC | CoLA | STS-B |
---|---|---|---|---|---|---|---|---|
BERT | 86.6 | 92.3 | 91.3 | 70.4 | 93.2 | 88.0 | 60.6 | 90.0 |
XLNet | 89.8 | 93.9 | 91.8 | 83.8 | 95.6 | 89.2 | 63.6 | 91.8 |
We use single-task dev results in the table to exclude other factors such as multi-task learning or using ensembles.
Pre-trained models
Released Models
As of June 19, 2019, the following model has been made available:
XLNet-Large, Cased
: 24-layer, 1024-hidden, 16-heads
Each .zip file contains three items:
- A TensorFlow checkpoint (
xlnet_model.ckpt
) containing the pre-trained weights (which is actually 3 files). - A Sentence Piece model (
spiece.model
) used for (de)tokenization. - A config file (
xlnet_config.json
) which specifies the hyperparameters of the model.
Future Release Plan
We also plan to continuously release more pretrained models under different settings, including:
- Base models (very soon): We will release an XLNet-Base by the end of June, 2019.
- Uncased models (soon) : For now, cased XLNet-Large is generally better than uncased XLNet-Large. We are still investigating this observation. When a conclusion is reached, we will release the uncased models.
- A pretrained model that is finetuned on Wikipedia. This can be used for tasks with Wikipedia text such as SQuAD and HotpotQA.
- Pretrained models with other hyperparameter configurations, targeting specific downstream tasks.
- Pretrained models that benefit from new techniques.
Subscribing to XLNet on Google Groups
To receive notifications about updates, announcements and new releases, we recommend subscribing to the XLNet on Google Groups.
Fine-tuning with XLNet
As of June 19, 2019, this code base has been tested with TensorFlow 1.13.1 under Python2.
Memory Issue during Finetuning
- Most of the SOTA results in our paper were produced on TPUs, which generally have more RAM than common GPUs. As a result, it is currently very difficult (costly) to re-produce most of the
XLNet-Large
SOTA results in the paper using GPUs with 12GB - 16GB of RAM, because a 16GB GPU is only able to hold a single sequence with length 512 forXLNet-Large
. Therefore, a large number (ranging from 32 to 128, equal tobatch_size
) of GPUs are required to reproduce many results in the paper. - We are experimenting with gradient accumulation to potentially relieve the memory burden, which could be included in a near-future update.
Given the memory issue mentioned above, using the default finetuning scripts (run_classifier.py
and run_squad.py
), we benchmarked the maximum batch size on a single 16GB GPU with TensorFlow 1.13.1:
System | Seq Length | Max Batch Size |
---|---|---|
XLNet-Base |
64 | 120 |
... | 128 | 56 |
... | 256 | 24 |
... | 512 | 8 |
XLNet-Large |
64 | 16 |
... | 128 | 8 |
... | 256 | 2 |
... | 512 | 1 |
In most cases, it is possible to reduce the batch size train_batch_size
or the maximum sequence length max_seq_length
to fit in given hardware. The decrease in performance depends on the task and the available resources.
Text Classification/Regression
The code used to perform classification/regression finetuning is in run_classifier.py
. It also contains examples for standard one-document classification, one-document regression, and document pair classification. Here, we provide two concrete examples of how run_classifier.py
can be used.
From here on, we assume XLNet-Large and XLNet-base has been downloaded to $LARGE_DIR
and $BASE_DIR
respectively.
(1) STS-B: sentence pair relevance regression (with GPUs)
-
Download the GLUE data by running this script and unpack it to some directory
$GLUE_DIR
. -
Perform multi-GPU (4 V100 GPUs) finetuning with XLNet-Large by running
CUDA_VISIBLE_DEVICES=0,1,2,3 python run_classifier.py \ --do_train=True \ --do_eval=False \ --task_name=sts-b \ --data_dir=${GLUE_DIR}/STS-B \ --output_dir=proc_data/sts-b \ --model_dir=exp/sts-b \ --uncased=False \ --spiece_model_file=${LARGE_DIR}/spiece.model \ --model_config_path=${LARGE_DIR}/xlnet_config.json \ --init_checkpoint=${LARGE_DIR}/xlnet_model.ckpt \ --max_seq_length=128 \ --train_batch_size=8 \ --num_hosts=1 \ --num_core_per_host=4 \ --learning_rate=5e-5 \ --train_steps=1200 \ --warmup_steps=120 \ --save_steps=600 \ --is_regression=True
-
Evaluate the finetuning results with a single GPU by
CUDA_VISIBLE_DEVICES=0 python run_classifier.py \ --do_train=False \ --do_eval=True \ --task_name=sts-b \ --data_dir=${GLUE_DIR}/STS-B \ --output_dir=proc_data/sts-b \ --model_dir=exp/sts-b \ --uncased=False \ --spiece_model_file=${LARGE_DIR}/spiece.model \ --model_config_path=${LARGE_DIR}/xlnet_config.json \ --max_seq_length=128 \ --eval_batch_size=8 \ --num_hosts=1 \ --num_core_per_host=1 \ --eval_all_ckpt=True \ --is_regression=True # Expected performance: "eval_pearsonr 0.916+ "
Notes:
- In the context of GPU training,
num_core_per_host
denotes the number of GPUs to use. - In the multi-GPU setting,
train_batch_size
refers to the per-GPU batch size. eval_all_ckpt
allows one to evaluate all saved checkpoints (save frequency is controlled bysave_steps
) after training finishes and choose the best model based on dev performance.data_dir
andoutput_dir
refer to the directories of the "raw data" and "preprocessed tfrecords" respectively, whilemodel_dir
is the working directory for saving checkpoints and tensorflow events.- To try out XLNet-base, one can simply set
--train_batch_size=32
and--num_core_per_host=1
, along with according changes ininit_checkpoint
andmodel_config_path
. - For GPUs with smaller RAM, please proportionally decrease the
train_batch_size
and increasenum_core_per_host
to use the same training setting. - Important: we separate the training and evaluation into "two phases", as using multi GPUs to perform evaluation is tricky (one has to correctly separate the data across GPUs). To ensure correctness, we only support single-GPU evaluation for now.
(2) IMDB: movie review sentiment classification (with TPU V3-8)
-
Download and unpack the IMDB dataset by running
wget http://ai.stanford.edu/~amaas/data/sentiment/aclImdb_v1.tar.gz tar zxvf aclImdb_v1.tar.gz
-
Launch a Google cloud TPU V3-8 instance (see the Google Cloud TPU tutorial for how to set up Cloud TPUs).
-
Set up your Google storage bucket path
$GS_ROOT
and move the IMDB dataset and pretrained checkpoint into your Google storage. -
Perform TPU finetuning with XLNet-Large by running
python run_classifier.py \ --use_tpu=True \ --tpu=${TPU_NAME} \ --do_train=True \ --do_eval=True \ --eval_all_ckpt=True \ --task_name=imdb \ --data_dir=${IMDB_DIR} \ --output_dir=${GS_ROOT}/proc_data/imdb \ --model_dir=${GS_ROOT}/exp/imdb \ --uncased=False \ --spiece_model_file=${LARGE_DIR}/spiece.model \ --model_config_path=${GS_ROOT}/${LARGE_DIR}/model_config.json \ --init_checkpoint=${GS_ROOT}/${LARGE_DIR}/xlnet_model.ckpt \ --max_seq_length=512 \ --train_batch_size=32 \ --eval_batch_size=8 \ --num_hosts=1 \ --num_core_per_host=8 \ --learning_rate=2e-5 \ --train_steps=4000 \ --warmup_steps=500 \ --save_steps=500 \ --iterations=500 # Expected performance: "eval_accuracy 0.962+ "
Notes:
- To obtain the SOTA on the IMDB dataset, using sequence length 512 is necessary. Therefore, we show how this can be done with a TPU V3-8.
- Alternatively, one can use a sequence length smaller than 512, a smaller batch size, or switch to XLNet-base to train on GPUs. But performance drop is expected.
- Notice that the
data_dir
andspiece_model_file
both use a local path rather than a Google Storage path. The reason is that data preprocessing is actually performed locally. Hence, using local paths leads to a faster preprocessing speed.
SQuAD2.0
The code for the SQuAD dataset is included in run_squad.py
.
To run the code:
(1) Download the SQuAD2.0 dataset into $SQUAD_DIR
by:
mkdir -p ${SQUAD_DIR} && cd ${SQUAD_DIR}
wget https://rajpurkar.github.io/SQuAD-explorer/dataset/train-v2.0.json
wget https://rajpurkar.github.io/SQuAD-explorer/dataset/dev-v2.0.json
(2) Perform data preprocessing using the script scripts/prepro_squad.sh
.
-
This will take quite some time in order to accurately map character positions (raw data) to sentence piece positions (used for training).
-
For faster parallel preprocessing, please refer to the flags
--num_proc
and--proc_id
inrun_squad.py
.
(3) Perform training and evaluation.
For the best performance, XLNet-Large uses sequence length 512 and batch size 48 for training.
-
As a result, reproducing the best result with GPUs is quite difficult.
-
For training with one TPU v3-8, one can simply run the script
scripts/tpu_squad_large.sh
after both the TPU and Google storage have been setup. -
run_squad.py
will automatically perform threshold searching on the dev set of squad and output the score. Withscripts/tpu_squad_large.sh
, the expected F1 score should be around 88.6 (median of our multiple runs).
Alternatively, one can use XLNet-Base with GPUs (e.g. three V100). One set of reasonable hyper-parameters can be found in the script scripts/gpu_squad_base.sh
.
RACE reading comprehension
The code for the reading comprehension task RACE is included in run_race.py
.
- Notably, the average length of the passages in RACE is over 300 tokens (not peices), which is significantly longer than other popular reading comprehension datasets such as SQuAD.
- Also, many questions can be very difficult and requires complex reasoning for machines to solve (see one example here).
To run the code:
(1) Download the RACE dataset from the official website and unpack the raw data to $RACE_DIR
.
(2) Perform training and evaluation:
- The SOTA performance (accuracy 81.75) of RACE is produced using XLNet-Large with sequence length 512 and batch size 32, which requires a large TPU v3-32 in the pod setting. Please refer to the script
script/tpu_race_large_bsz32.sh
for this setting. - Using XLNet-Large with sequence length 512 and batch size 8 on a TPU v3-8 can give you an accuracy of around 80.3 (see
script/tpu_race_large_bsz8.sh
).
Custom Usage of XLNet
For finetuning, it is likely that you will be able to modify existing files such as run_classifier.py
, run_squad.py
and run_race.py
for your task at hand. However, we also provide an abstraction of XLNet to enable more flexible usage. Below is an example:
import xlnet
# some code omitted here...
# initialize FLAGS
# initialize instances of tf.Tensor, including input_ids, seg_ids, and input_mask
# XLNetConfig contains hyperparameters that are specific to a model checkpoint.
xlnet_config = xlnet.XLNetConfig(json_path=FLAGS.model_config_path)
# RunConfig contains hyperparameters that could be different between pretraining and finetuning.
run_config = xlnet.create_run_config(is_training=True, is_finetune=True, FLAGS=FLAGS)
# Construct an XLNet model
xlnet_model = xlnet.XLNetModel(
xlnet_config=xlnet_config,
run_config=run_config,
input_ids=input_ids,
seg_ids=seg_ids,
input_mask=input_mask)
# Get a summary of the sequence using the last hidden state
summary = xlnet_model.get_pooled_out(summary_type="last")
# Get a sequence output
seq_out = xlnet_model.get_sequence_output()
# build your applications based on `summary` or `seq_out`
Pretraining with XLNet
Refer to train.py
for pretraining on TPUs and train_gpu.py
for pretraining on GPUs. First we need to preprocess the text data into tfrecords.
python data_utils.py \
--bsz_per_host=32 \
--num_core_per_host=16 \
--seq_len=512 \
--reuse_len=256 \
--input_glob=*.txt \
--save_dir=${SAVE_DIR} \
--num_passes=20 \
--bi_data=True \
--sp_path=spiece.model \
--mask_alpha=6 \
--mask_beta=1 \
--num_predict=85
where input_glob
defines all input text files, save_dir
is the output directory for tfrecords, and sp_path
is a Sentence Piece model. Here is our script to train the Sentence Piece model
spm_train \
--input=$INPUT \
--model_prefix=sp10m.cased.v3 \
--vocab_size=32000 \
--character_coverage=0.99995 \
--model_type=unigram \
--control_symbols=<cls>,<sep>,<pad>,<mask>,<eod> \
--user_defined_symbols=<eop>,.,(,),",-,–,£,€ \
--shuffle_input_sentence \
--input_sentence_size=10000000
Special symbols are used, including control_symbols
and user_defined_symbols
. We use <eop>
and <eod>
to denote End of Paragraph and End of Document respectively.
The input text files to data_utils.py
must use the following format:
- Each line is a sentence.
- An empty line means End of Document.
- (Optional) If one also wants to model paragraph structures,
<eop>
can be inserted at the end of certain lines (without any space) to indicate that the corresponding sentence ends a paragraph.
For example, the text input file could be:
This is the first sentence.
This is the second sentence and also the end of the paragraph.<eop>
Another paragraph.
Another document starts here.
After preprocessing, we are ready to pretrain an XLNet. Below are the hyperparameters used for pretraining XLNet-Large:
python train.py
--corpus_info_path=$DATA/corpus_info.json \
--record_info_dir=$DATA/tfrecords \
--train_batch_size=2048 \
--seq_len=512 \
--reuse_len=256 \
--perm_size=256 \
--n_layer=24 \
--d_model=1024 \
--d_embed=1024 \
--n_head=16 \
--d_head=64 \
--d_inner=4096 \
--untie_r=True \
--mask_alpha=6 \
--mask_beta=1 \
--num_predict=85
where we only list the most important flags and the other flags could be adjusted based on specific use cases.